RFC 5895 INFORMATIONAL DNS · INTERNATIONALIZATION · PROTOCOLS

IDNA2008 mapping: Mapping Characters for Internationalized Domain Names in Applications (IDNA) 2008

How to normalize the characters a user types before they reach the IDNA2008 protocol.

On rfc-editor.org ↗
PUBLISHED
September 2010
AUTHORS
P. Resnick, P. Hoffman
STREAM
INDEPENDENT
NORMALIZATION FORM USED
NFC (Normalization Form C)
IDEOGRAPHIC FULL STOP CHARACTER
U+3002
FULL STOP CHARACTER
U+002E
UNICODE VERSION USED
5.2
MAPPING STEPS
Four, applied in order
DOI
10.17487/RFC5895

RFC text

Contents
Original text · RFC Editor View on rfc-editor.org ↗
Independent Submission                                        P. Resnick
Request for Comments: 5895                         Qualcomm Incorporated
Category: Informational                                       P. Hoffman
ISSN: 2070-1721                                           VPN Consortium
                                                          September 2010


                         Mapping Characters for
       Internationalized Domain Names in Applications (IDNA) 2008

Abstract

   In the original version of the Internationalized Domain Names in
   Applications (IDNA) protocol, any Unicode code points taken from user
   input were mapped into a set of Unicode code points that "made
   sense", and then encoded and passed to the domain name system (DNS).
   The IDNA2008 protocol (described in RFCs 5890, 5891, 5892, and 5893)
   presumes that the input to the protocol comes from a set of
   "permitted" code points, which it then encodes and passes to the DNS,
   but does not specify what to do with the result of user input.  This
   document describes the actions that can be taken by an implementation
   between receiving user input and passing permitted code points to the
   new IDNA protocol.

Status of This Memo

   This document is not an Internet Standards Track specification; it is
   published for informational purposes.

   This is a contribution to the RFC Series, independently of any other
   RFC stream.  The RFC Editor has chosen to publish this document at
   its discretion and makes no statement about its value for
   implementation or deployment.  Documents approved for publication by
   the RFC Editor are not a candidate for any level of Internet
   Standard; see Section 2 of RFC 5741.

   Information about the current status of this document, any errata,
   and how to provide feedback on it may be obtained at
   http://www.rfc-editor.org/info/rfc5895.

Copyright Notice

   Copyright (c) 2010 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.

1.  Introduction

   This document describes the operations that can be applied to user
   input in order to get it into a form that is acceptable by the
   Internationalized Domain Names in Applications (IDNA) protocol
   [IDNA2008protocol].  It includes a general implementation procedure
   for mapping.

   It should be noted that this document does not specify the behavior
   of a protocol that appears "on the wire".  It describes an operation
   that is to be applied to user input in order to prepare that user
   input for use in an "on the network" protocol.  As unusual as this
   may be for a document concerning Internet protocols, it is necessary
   to describe this operation for implementors who may have designed
   around the original IDNA protocol (herein referred to as IDNA2003),
   which conflates this user-input operation into the protocol.

   It is very important to note that there are many potential valid
   mappings of characters from user input.  The mapping described in
   this document is the basis for other mappings, and is not likely to
   be useful without modification.  Any useful mapping will have
   features designed to reduce the surprise for users and is likely to
   be slightly (or sometimes radically) different depending on the
   locale of the user, the type of input being used (such as typing,
   copy-and-paste, voice, and so on), the type of application used, etc.
   Although most common mappings will probably produce similar results
   for the same input, there will be subtle differences between
   applications.

1.1.  The Dividing Line between User Interface and Protocol

   The user interface to applications is much more complicated than most
   network implementers think.  When we say "the user enters an
   internationalized domain name in the application", we are talking
   about a very complex process that encompasses everything from the
   user formulating the name and deciding which symbols to use to
   express that name, to the user entering the symbols into the computer
   using some input method (be it a keyboard, a stylus, or even a voice
   recognition program), to the computer interpreting that input (be it
   keyboard scan codes, a graphical representation, or digitized sounds)
   into some representation of those symbols, through finally
   normalizing those symbols into a particular character repertoire in
   an encoding recognizable to IDNA processes and the domain name
   system.

   Considerations for a user interface for internationalized domain
   names involves taking into account culture, context, and locale for
   any given user.  A simple and well-known example is the lowercasing
   of the letter LATIN CAPITAL LETTER I (U+0049) when it is used in the
   Turkish and other languages.  A capital "I" in Turkish is properly
   lowercased to a LATIN SMALL LETTER DOTLESS I (U+0131), not to a LATIN
   SMALL LETTER I (U+0069).  This lowercasing is clearly dependent on
   the locale of the system and/or the locale of the user.  Using a
   single context-free mapping without considering the user interface
   properties has the potential of doing exactly the wrong thing for the
   user.

   The original version of IDNA conflated user interface processing and
   protocol.  It took whatever characters the user produced in whatever
   encoding the application used, assumed some conversion to Unicode
   code points, and then without regard to context, locale, or anything
   about the user's intentions, mapped them into a particular set of
   other characters, and then re-encoded them in Punycode, in order to
   have the entire operation be contained within the protocol.  Ignoring
   context, locale, and user preference in the IDNA protocol made life
   significantly less complicated for the application developer, but at
   the expense of violating the principle of "least user surprise" for
   consumers and producers of domain names.

   In IDNA2008, the dividing line between "user interface" and
   "protocol" is clear.  The IDNA2008 specification defines the protocol
   part of IDNA: it explicitly does not deal with the user interface.
   Mappings such as the one described in this document explicitly deal
   with the user interface and not the protocol.  That is, a mapping is
   only to be applied before a string of characters is treated as a
   domain name (in the "user interface") and is never to be applied
   during domain name processing (in the "protocol").

1.2.  The Design of This Mapping

   The user interface mapping in this document is a set of expansions to
   IDNA2008 that are meant to be sensible and friendly and mostly
   obvious to people throughout the world when using typical
   applications with domain names that are entered by hand.  It is also
   designed to let applications be mostly backwards compatible with
   IDNA2003.  By definition, it cannot meet all of those design goals
   for all people, and in fact is known to fail on some of those goals
   for quite large populations of people.

   A good mapping in the real world might use the "sensible and friendly
   and mostly obvious" design goal but come up with a different
   algorithm.  Many algorithms will have results that are close to what
   is described here, but will differ in assumptions about the users'
   way of thinking or typing.  Having said that, it is likely that some
   mappings will be significantly different.  For example, a mapping
   might apply to a spoken user interface instead of a typed one.
   Another example is that a mapping might be different for users that
   are typing than for users that are copying-and-pasting from different
   applications.  Yet another example is that a user interface that
   allows typed input that is transliterated from Latin characters could
   have very different mappings than one that applies to typing in other
   character sets; this would be typical in a Pinyin input method for
   Chinese characters.

2.  The General Procedure

   This section defines a general algorithm that applications ought to
   implement in order to produce Unicode code points that will be valid
   under the IDNA protocol.  An application might implement the full
   mapping as described below, or it can choose a different mapping.
   This mapping is very general and was designed to be acceptable to the
   widest user community, but as stated above, it does not take into
   account any particular context, culture, or locale.

   The general algorithm that an application (or the input method
   provided by an operating system) ought to use is relatively
   straightforward:

   1.  Uppercase characters are mapped to their lowercase equivalents by
       using the algorithm for mapping case in Unicode characters.  This
       step was chosen because the output will behave more like ASCII
       host names behave.

   2.  Fullwidth and halfwidth characters (those defined with
       Decomposition Types <wide> and <narrow>) are mapped to their
       decomposition mappings as shown in the Unicode character
       database.  This step was chosen because many input mechanisms,
       particularly in Asia, do not allow you to easily enter characters
       in the form used by IDNA2008.  Even if they do allow the correct
       character form, the user might not know which form they are
       entering.

   3.  All characters are mapped using Unicode Normalization Form C
       (NFC).  This step was chosen because it maps combinations of
       combining characters into canonical composed form.  As with the
       fullwidth/halfwidth mapping, users are not generally aware of the
       particular form of characters that they are entering, and
       IDNA2008 requires that only the canonical composed forms from NFC
       be used.

   4.  [IDNA2008protocol] is specified such that the protocol acts on
       the individual labels of the domain name.  If an implementation
       of this mapping is also performing the step of separation of the
       parts of a domain name into labels by using the FULL STOP
       character (U+002E), the IDEOGRAPHIC FULL STOP character (U+3002)
       can be mapped to the FULL STOP before label separation occurs.
       There are other characters that are used as "full stops" that one
       could consider mapping as label separators, but their use as such
       has not been investigated thoroughly.  This step was chosen
       because some input mechanisms do not allow the user to easily
       enter proper label separators.  Only the IDEOGRAPHIC FULL STOP
       character (U+3002) is added in this mapping because the authors
       have not fully investigated the applicability of other characters
       and the environments where they should and should not be
       considered domain name label separators.

   Note that the steps above are ordered.

   Definitions for the rules in this algorithm can be found in
   [Unicode52].  Specifically:

   o  Unicode Normalization Form C can be found in Annex #15 of
      [Unicode-UAX15].

   o  In order to map uppercase characters to their lowercase
      equivalents (defined in Section 3.13 of [Unicode52]), first map
      characters to the "Lowercase_Mapping" property (the "<lower>"
      entry in the second column) in
      <http://www.unicode.org/Public/UNIDATA/SpecialCasing.txt>, if any.
      Then, map characters to the "Simple_Lowercase_Mapping" property
      (the fourteenth column) in
      <http://www.unicode.org/Public/UNIDATA/UnicodeData.txt>, if any.

   o  In order to map fullwidth and halfwidth characters to their
      decomposition mappings, map any character whose
      "Decomposition_Type" (contained in the first part of the sixth
      column) in <http://www.unicode.org/Public/UNIDATA/UnicodeData.txt>
      is either "<wide>" or "<narrow>" to the "Decomposition_Mapping" of
      that character (contained in the second part of the sixth column)
      in <http://www.unicode.org/Public/UNIDATA/UnicodeData.txt>.

   o  The Unicode Character Database [TR44] has useful descriptions of
      the contents of these files.

   If the mappings in this document are applied to versions of Unicode
   later than Unicode 5.2, the later versions of the Unicode Standard
   should be consulted.

   These form a minimal set of mappings that an application should
   strongly consider doing.  Of course, there are many others that might
   be done.

3.  Implementing This Mapping

   If you are implementing a mapping for an application or operating
   system by using exactly the four steps in Section 2, the authors of
   this document have a request: please don't.  We mean it.  Section 2
   does not describe a universal mapping algorithm because, as we said,
   there is no universally-applicable mapping algorithm.

   If you read the material in Section 2 without reading Section 1, go
   back and carefully read all of Section 1; in many ways, Section 1 is
   more important than Section 2.  Further, you can probably think of
   user interface considerations that we did not list in Section 1.  If
   you did read Section 1 but somehow decided that the algorithm in
   Section 2 is completely correct for the intended users of your
   application or operating system, you are probably not thinking hard
   enough about your intended users.

4.  Security Considerations

   This document suggests creating mappings that might cause confusion
   for some users while alleviating confusion in other users.  Such
   confusion is not covered in any depth in this document (nor in the
   other IDNA-related documents).

5.  Acknowledgements

   This document is the product of many contributions from numerous
   people in the IETF.

6.  Normative References

   [IDNA2008protocol]  Klensin, J., "Internationalized Domain Names in
                       Applications (IDNA): Protocol", RFC 5891,
                       August 2010.

   [TR44]              The Unicode Consortium, "Unicode Technical Report
                       #44: Unicode Character Database", September 2009,
                       <http://www.unicode.org/reports/tr44/
                       tr44-4.html>.

   [Unicode-UAX15]     The Unicode Consortium, "Unicode Standard Annex
                       #15: Unicode Normalization Forms, Revision 31",
                       September 2009, <http://www.unicode.org/reports/
                       tr15/tr15-31.html>.

   [Unicode52]         The Unicode Consortium.  The Unicode Standard,
                       Version 5.2.0, defined by: "The Unicode Standard,
                       Version 5.2.0", (Mountain View, CA: The Unicode
                       Consortium, 2009. ISBN 978-1-936213-00-9).
                       <http://www.unicode.org/versions/Unicode5.2.0/>.

Authors' Addresses

   Peter W. Resnick
   Qualcomm Incorporated
   5775 Morehouse Drive
   San Diego, CA  92121-1714
   US

   Phone: +1 858 651 4478
   EMail: presnick@qualcomm.com
   URI:   http://www.qualcomm.com/~presnick/


   Paul Hoffman
   VPN Consortium
   127 Segre Place
   Santa Cruz, CA  95060
   US

   Phone: 1-831-426-9827
   EMail: paul.hoffman@vpnc.org

ISO Plain Language

On this page
PROBLEMIDNA2008 expects input that has already been reduced to a permitted set of characters, but it does not say how to turn what users actually type into that form.
MECHANISMThe RFC gives a baseline of four ordered steps: map uppercase characters to lowercase, expand fullwidth and halfwidth characters, normalize the result to Unicode Normalization Form C, and map the ideographic full stop to the ASCII full stop before labels are split.
THE ADVICEThe authors do not recommend adopting the baseline unchanged. A real mapping has to account for locale, input method and user expectations, and the document says so in unusually direct terms.

§1What This Document Does and Does Not Cover

In the original version of the Internationalized Domain Names in Applications (IDNA) protocol, any Unicode code points taken from user input were mapped into a set of Unicode code points that made sense, then encoded and passed to the Domain Name System (DNS). The IDNA2008 protocol, described in RFCs 5890, 5891, 5892 and 5893, presumes that the input already comes from a set of permitted code points, which it then encodes and passes to the DNS, but does not specify what to do with the result of user input. This document describes the actions an implementation can take between receiving user input and passing permitted code points to the new protocol.

This is not a protocol that appears on the wire. It describes an operation applied to user input to prepare that input for use in an on-the-network protocol. The document says this is unusual for an Internet protocol document, and explains that it is needed for implementors who may have designed around the original IDNA protocol, referred to here as IDNA2003, which folds this user-input operation into the protocol itself.

Many valid mappings of characters from user input are possible. The mapping described here is the basis for other mappings and is not likely to be useful without modification. A useful mapping has features designed to reduce the surprise for users, and is likely to differ depending on the locale of the user, the type of input being used, such as typing, copy-and-paste or voice, and the type of application used. Most common mappings will probably produce similar results for the same input, but there will be subtle differences between applications.

IDNA2008 only accepts characters from an approved list, and it leaves it to the application to get user input onto that list. This memo describes how to do that, and is clear that the description is a starting point rather than a finished answer, because people type in different ways and expect different results.

§1.1The Line Between User Interface and Protocol

The user interface of an application is more complicated than most network implementers think. When a user enters an internationalized domain name, that covers the whole chain: the user forming the name and choosing symbols to express it, entering those symbols with a keyboard, stylus or voice recognition program, the computer interpreting the input as scan codes, a graphical representation or digitized sounds, and finally normalizing those symbols into a character repertoire in an encoding that IDNA processes and the DNS recognise.

A user interface for internationalized domain names has to take account of culture, context and locale. The document gives a well-known example: lowercasing the letter LATIN CAPITAL LETTER I (U+0049). In Turkish and other languages a capital I lowercases to LATIN SMALL LETTER DOTLESS I (U+0131), not to LATIN SMALL LETTER I (U+0069). That lowercasing depends on the locale of the system or of the user, so a single context-free mapping has the potential of doing exactly the wrong thing.

The original IDNA conflated user interface processing and protocol. It took whatever characters the user produced in whatever encoding the application used, assumed a conversion to Unicode code points, and then, without regard to context, locale or the user's intentions, mapped them into a particular set of other characters and re-encoded them in Punycode, so the whole operation sat inside the protocol. Ignoring context, locale and user preference made life simpler for the application developer, at the cost of violating the principle of least user surprise for consumers and producers of domain names.

In IDNA2008 the dividing line is clear. The specification defines the protocol part and explicitly does not deal with the user interface. A mapping such as the one here deals with the user interface and not the protocol. A mapping is only applied before a string of characters is treated as a domain name, in the user interface, and is never applied during domain name processing, in the protocol.

Typing a name is not one step. The person chooses the symbols, an input method turns them into characters, and the application then has to tidy the result. Where that tidying happens matters: doing it inside the protocol, as the original IDNA did, forces one rule on every language and every input method, and the wrong rule is as likely as the right one.

WHERE THE MAPPING BELONGS IN IDNA2008
User interfaceuser → applicationThe mapping is applied here, before a string of characters is treated as a domain name.
SEPARATED FROM
Protocolapplication → dnsDomain name processing happens here, and a mapping is never applied at this stage.

§2The Four Ordered Mapping Steps

The general algorithm an application, or the input method provided by an operating system, ought to use has four steps, and they are applied in order.

First, uppercase characters are mapped to their lowercase equivalents using the algorithm for mapping case in Unicode characters. The step was chosen because the output behaves more like ASCII host names behave.

Second, fullwidth and halfwidth characters, those defined with Decomposition Types <wide> and <narrow>, are mapped to their decomposition mappings as shown in the Unicode character database. The step was chosen because many input mechanisms, particularly in Asia, do not allow the user to enter characters in the form IDNA2008 requires, and because even where they do, the user may not know which form they are entering.

Third, all characters are mapped using Unicode Normalization Form C (NFC). The step was chosen because it maps combinations of combining characters into canonical composed form. Users are not generally aware of the particular form of the characters they are entering, and IDNA2008 requires that only the canonical composed forms from NFC be used.

Fourth, IDNA2008 acts on the individual labels of the domain name. An implementation of this mapping that also performs the separation of the parts of a domain name into labels using the FULL STOP character (U+002E) can map the IDEOGRAPHIC FULL STOP character (U+3002) to the FULL STOP before label separation occurs. Other characters used as full stops could be considered for mapping as label separators, but their use as such has not been investigated thoroughly. Only U+3002 is added, because the authors have not fully investigated the applicability of other characters and the environments in which they should and should not be considered label separators. The step was chosen because some input mechanisms do not allow the user to enter proper label separators.

Definitions for the rules in the algorithm are found in the Unicode Standard, Version 5.2.0. Unicode Normalization Form C is in Annex 15 of the Unicode Standard Annex #15. To map uppercase characters to their lowercase equivalents, first map characters to the Lowercase_Mapping property if any, then map characters to the Simple_Lowercase_Mapping property if any. To map fullwidth and halfwidth characters to their decomposition mappings, map any character whose Decomposition_Type is either <wide> or <narrow> to the Decomposition_Mapping of that character. If the mappings in this document are applied to versions of Unicode later than 5.2, the later versions of the Unicode Standard should be consulted. These form a minimal set of mappings an application should strongly consider doing, and there are many others that might be done.

Four steps, in this order: fold capitals to lowercase, widen out fullwidth and halfwidth characters, put combining marks back into one composed character, and treat the ideographic full stop as an ordinary dot before the name is split into labels. Each step exists because a real input method produces a form the protocol would otherwise reject, and the user cannot tell which form they typed.

THE FOUR MAPPING STEPS, IN THE ORDER THEY MUST BE APPLIED
  • 1Uppercase to lowercase — So the output behaves more like ASCII host names behave.
  • 2Fullwidth and halfwidth to decomposition — Many input mechanisms do not let the user enter the form IDNA2008 requires.
  • 3Normalization Form C — Combines combining characters into canonical composed form, which IDNA2008 requires.
  • 4Ideographic full stop to full stop — Some input mechanisms do not let the user enter a proper label separator. Applied before label separation.

§3Implementing the Mapping in an Application

If you are implementing a mapping for an application or operating system by using exactly the four steps above, the authors have a request: please do not. They mean it. The four steps do not describe a universal mapping algorithm, because there is no universally applicable mapping algorithm.

If you read the material in the algorithm without reading the introduction, the authors ask you to go back and read it carefully, because in many ways the introduction is more important. Further, you can probably think of user interface considerations that the document did not list. And if you read the introduction and decided that the algorithm is completely correct for the intended users of your application or operating system, the authors say you are probably not thinking hard enough about your intended users.

The mapping described here was designed to be sensible and friendly and mostly obvious to people throughout the world when using typical applications with domain names entered by hand, and to let applications be mostly backwards compatible with IDNA2003. By definition it cannot meet all of those design goals for all people, and it is known to fail on some of them for quite large populations of people.

A good mapping in the real world might use the same design goal but a different algorithm. Many algorithms will produce results close to what is described, but will differ in assumptions about how users think and type. A mapping might apply to a spoken user interface rather than a typed one. A mapping might be different for users typing than for users copying and pasting from other applications. And a user interface that accepts typed input transliterated from Latin characters could have very different mappings from one that applies to typing in other character sets, which would be typical of a Pinyin input method for Chinese characters.

The authors are unusually blunt: do not implement these four steps as they stand. The steps are a floor, not a ceiling. An application has to know who its users are, because the same typed characters mean different things in different languages, and a copy-and-paste action delivers a different string than typing does.

§4Security Considerations

This document suggests creating mappings that might cause confusion for some users while alleviating confusion in other users. Such confusion is not covered in any depth in this document, nor in the other IDNA-related documents.

Any mapping trades one kind of confusion for another. Two users who mean the same name can end up with different strings, and two different names can end up looking the same. The document says it does not cover this in depth.

§6References

[IDNA2008protocol]RFC 5891Klensin, J., "Internationalized Domain Names in Applications (IDNA): Protocol", RFC 5891, August 2010.August 2010
[TR44]The Unicode Consortium, "Unicode Technical Report #44: Unicode Character Database", September 2009.
[Unicode-UAX15]The Unicode Consortium, "Unicode Standard Annex #15: Unicode Normalization Forms, Revision 31", September 2009.
[Unicode52]The Unicode Consortium. "The Unicode Standard, Version 5.2.0, defined by: "The Unicode Standard, Version 5.2.0", (Mountain View, CA: The Unicode Consortium, 2009. ISBN 978-1-936213-00-9).