RFC 1995 PROPOSED STANDARD DNS · ZONE TRANSFER

DNS IXFR: Incremental Zone Transfer in DNS

How DNS servers transfer zone changes instead of sending a complete zone each time.

On rfc-editor.org ↗
PUBLISHED
August 1996
AUTHORS
M. Ohta
STREAM
IETF
BUILDS ON
RFC 1035 — DNS Implementation
UPDATED BY
RFC 9103 — XFR over TLS
IXFR QUERY TYPE
251
TRANSPORT
UDP or TCP
INCREMENTAL RESPONSE BEGINS WITH
Two SOA records
DOI
10.17487/RFC1995
ERRATA
Reported errata

RFC text

Contents
Original text · RFC Editor View on rfc-editor.org ↗
Network Working Group                                            M. Ohta
Request for Comments: 1995                 Tokyo Institute of Technology
Updates: 1035                                                August 1996
Category: Standards Track


                    Incremental Zone Transfer in DNS

Status of this Memo

   This document specifies an Internet standards track protocol for the
   Internet community, and requests discussion and suggestions for
   improvements.  Please refer to the current edition of the "Internet
   Official Protocol Standards" (STD 1) for the standardization state
   and status of this protocol.  Distribution of this memo is unlimited.

Abstract

   This document proposes extensions to the DNS protocols to provide an
   incremental zone transfer (IXFR) mechanism.

1. Introduction

   For rapid propagation of changes to a DNS database [STD13], it is
   necessary to reduce latency by actively notifying servers of the
   change.  This is accomplished by the NOTIFY extension of the DNS
   [NOTIFY].

   The current full zone transfer mechanism (AXFR) is not an efficient
   means to propagate changes to a small part of a zone, as it transfers
   the entire zone file.

   Incremental transfer (IXFR) as proposed is a more efficient
   mechanism, as it transfers only the changed portion(s) of a zone.

   In this document, a secondary name server which requests IXFR is
   called an IXFR client and a primary or secondary name server which
   responds to the request is called an IXFR server.

2. Brief Description of the Protocol

   If an IXFR client, which likely has an older version of a zone,
   thinks it needs new information about the zone (typically through SOA
   refresh timeout or the NOTIFY mechanism), it sends an IXFR message
   containing the SOA serial number of its, presumably outdated, copy of
   the zone.

   An IXFR server should keep record of the newest version of the zone
   and the differences between that copy and several older versions.
   When an IXFR request with an older version number is received, the
   IXFR server needs to send only the differences required to make that
   version current.  Alternatively, the server may choose to transfer
   the entire zone just as in a normal full zone transfer.

   When a zone has been updated, it should be saved in stable storage
   before the new version is used to respond to IXFR (or AXFR) queries.
   Otherwise, if the server crashes, data which is no longer available
   may have been distributed to secondary servers, which can cause
   persistent database inconsistencies.

   If an IXFR query with the same or newer version number than that of
   the server is received, it is replied to with a single SOA record of
   the server's current version, just as in AXFR.

   Transport of a query may be by either UDP or TCP.  If an IXFR query
   is via UDP, the IXFR server may attempt to reply using UDP if the
   entire response can be contained in a single DNS packet.  If the UDP
   reply does not fit, the query is responded to with a single SOA
   record of the server's current version to inform the client that a
   TCP query should be initiated.

   Thus, a client should first make an IXFR query using UDP.  If the
   query type is not recognized by the server, an AXFR (preceded by a
   UDP SOA query) should be tried, ensuring backward compatibility.  If
   the query response is a single packet with the entire new zone, or if
   the server does not have a newer version than the client, everything
   is done.  Otherwise, a TCP IXFR query should be tried.

   To ensure integrity, servers should use UDP checksums for all UDP
   responses.  A cautious client which receives a UDP packet with a
   checksum value of zero should ignore the result and try a TCP IXFR
   instead.

   The query type value of IXFR assigned by IANA is 251.

3. Query Format

   The IXFR query packet format is the same as that of a normal DNS
   query, but with the query type being IXFR and the authority section
   containing the SOA record of client's version of the zone.

4. Response Format

   If incremental zone transfer is not available, the entire zone is
   returned.  The first and the last RR of the response is the SOA
   record of the zone.  I.e. the behavior is the same as an AXFR
   response except the query type is IXFR.

   If incremental zone transfer is available, one or more difference
   sequences is returned.  The list of difference sequences is preceded
   and followed by a copy of the server's current version of the SOA.

   Each difference sequence represents one update to the zone (one SOA
   serial change) consisting of deleted RRs and added RRs.  The first RR
   of the deleted RRs is the older SOA RR and the first RR of the added
   RRs is the newer SOA RR.

   Modification of an RR is performed first by removing the original RR
   and then adding the modified one.

   The sequences of differential information are ordered oldest first
   newest last.  Thus, the differential sequences are the history of
   changes made since the version known by the IXFR client up to the
   server's current version.

   RRs in the incremental transfer messages may be partial.  That is, if
   a single RR of multiple RRs of the same RR type changes, only the
   changed RR is transferred.

   An IXFR client, should only replace an older version with a newer
   version after all the differences have been successfully processed.

   An incremental response is different from that of a non-incremental
   response in that it begins with two SOA RRs, the server's current SOA
   followed by the SOA of the client's version which is about to be
   replaced.

   5. Purging Strategy

   An IXFR server can not be required to hold all previous versions
   forever and may delete them anytime. In general, there is a trade-off
   between the size of storage space and the possibility of using IXFR.

   Information about older versions should be purged if the total length
   of an IXFR response would be longer than that of an AXFR response.
   Given that the purpose of IXFR is to reduce AXFR overhead, this
   strategy is quite reasonable.  The strategy assures that the amount
   of storage required is at most twice that of the current zone
   information.

   Information older than the SOA expire period may also be purged.

6. Optional Condensation of Multiple Versions

   An IXFR server may optionally condense multiple difference sequences
   into a single difference sequence, thus, dropping information on
   intermediate versions.

   This may be beneficial if a lot of versions, not all of which are
   useful, are generated. For example, if multiple ftp servers share a
   single DNS name and the IP address associated with the name is
   changed once a minute to balance load between the ftp servers, it is
   not so important to keep track of all the history of changes.

   But, this feature may not be so useful if an IXFR client has access
   to two IXFR servers: A and B, with inconsistent condensation results.
   The current version of the IXFR client, received from server A, may
   be unknown to server B. In such a case, server B can not provide
   incremental data from the unknown version and a full zone transfer is
   necessary.

   Condensation is completely optional. Clients can't detect from the
   response whether the server has condensed the reply or not.

   For interoperability, IXFR servers, including those without the
   condensation feature, should not flag an error even if it receives a
   client's IXFR request with a unknown version number and should,
   instead, attempt to perform a full zone transfer.

7. Example

   Given the following three generations of data with the current serial
   number of 3,

      JAIN.AD.JP.         IN SOA NS.JAIN.AD.JP. mohta.jain.ad.jp. (
                                        1 600 600 3600000 604800)
                          IN NS  NS.JAIN.AD.JP.
      NS.JAIN.AD.JP.      IN A   133.69.136.1
      NEZU.JAIN.AD.JP.    IN A   133.69.136.5

   NEZU.JAIN.AD.JP. is removed and JAIN-BB.JAIN.AD.JP. is added.

      jain.ad.jp.         IN SOA ns.jain.ad.jp. mohta.jain.ad.jp. (
                                        2 600 600 3600000 604800)
                          IN NS  NS.JAIN.AD.JP.
      NS.JAIN.AD.JP.      IN A   133.69.136.1
      JAIN-BB.JAIN.AD.JP. IN A   133.69.136.4
                          IN A   192.41.197.2

   One of the IP addresses of JAIN-BB.JAIN.AD.JP. is changed.

      JAIN.AD.JP.         IN SOA ns.jain.ad.jp. mohta.jain.ad.jp. (
                                        3 600 600 3600000 604800)
                          IN NS  NS.JAIN.AD.JP.
      NS.JAIN.AD.JP.      IN A   133.69.136.1
      JAIN-BB.JAIN.AD.JP. IN A   133.69.136.3
                          IN A   192.41.197.2

   The following IXFR query

                 +---------------------------------------------------+
      Header     | OPCODE=SQUERY                                     |
                 +---------------------------------------------------+
      Question   | QNAME=JAIN.AD.JP., QCLASS=IN, QTYPE=IXFR          |
                 +---------------------------------------------------+
      Answer     | <empty>                                           |
                 +---------------------------------------------------+
      Authority  | JAIN.AD.JP.         IN SOA serial=1               |
                 +---------------------------------------------------+
      Additional | <empty>                                           |
                 +---------------------------------------------------+

   could be replied to with the following full zone transfer message:

                 +---------------------------------------------------+
      Header     | OPCODE=SQUERY, RESPONSE                           |
                 +---------------------------------------------------+
      Question   | QNAME=JAIN.AD.JP., QCLASS=IN, QTYPE=IXFR          |
                 +---------------------------------------------------+
      Answer     | JAIN.AD.JP.         IN SOA serial=3               |
                 | JAIN.AD.JP.         IN NS  NS.JAIN.AD.JP.         |
                 | NS.JAIN.AD.JP.      IN A   133.69.136.1           |
                 | JAIN-BB.JAIN.AD.JP. IN A   133.69.136.3           |
                 | JAIN-BB.JAIN.AD.JP. IN A   192.41.197.2           |
                 | JAIN.AD.JP.         IN SOA serial=3               |
                 +---------------------------------------------------+
      Authority  | <empty>                                           |
                 +---------------------------------------------------+
      Additional | <empty>                                           |
                 +---------------------------------------------------+

   or with the following incremental message:

                 +---------------------------------------------------+
      Header     | OPCODE=SQUERY, RESPONSE                           |
                 +---------------------------------------------------+
      Question   | QNAME=JAIN.AD.JP., QCLASS=IN, QTYPE=IXFR          |
                 +---------------------------------------------------+
      Answer     | JAIN.AD.JP.         IN SOA serial=3               |
                 | JAIN.AD.JP.         IN SOA serial=1               |
                 | NEZU.JAIN.AD.JP.    IN A   133.69.136.5           |
                 | JAIN.AD.JP.         IN SOA serial=2               |
                 | JAIN-BB.JAIN.AD.JP. IN A   133.69.136.4           |
                 | JAIN-BB.JAIN.AD.JP. IN A   192.41.197.2           |
                 | JAIN.AD.JP.         IN SOA serial=2               |
                 | JAIN-BB.JAIN.AD.JP. IN A   133.69.136.4           |
                 | JAIN.AD.JP.         IN SOA serial=3               |
                 | JAIN-BB.JAIN.AD.JP. IN A   133.69.136.3           |
                 | JAIN.AD.JP.         IN SOA serial=3               |
                 +---------------------------------------------------+
      Authority  | <empty>                                           |
                 +---------------------------------------------------+
      Additional | <empty>                                           |
                 +---------------------------------------------------+

   or with the following condensed incremental message:

                 +---------------------------------------------------+
      Header     | OPCODE=SQUERY, RESPONSE                           |
                 +---------------------------------------------------+
      Question   | QNAME=JAIN.AD.JP., QCLASS=IN, QTYPE=IXFR          |
                 +---------------------------------------------------+
      Answer     | JAIN.AD.JP.         IN SOA serial=3               |
                 | JAIN.AD.JP.         IN SOA serial=1               |
                 | NEZU.JAIN.AD.JP.    IN A   133.69.136.5           |
                 | JAIN.AD.JP.         IN SOA serial=3               |
                 | JAIN-BB.JAIN.AD.JP. IN A   133.69.136.3           |
                 | JAIN-BB.JAIN.AD.JP. IN A   192.41.197.2           |
                 | JAIN.AD.JP.         IN SOA serial=3               |
                 +---------------------------------------------------+
      Authority  | <empty>                                           |
                 +---------------------------------------------------+
      Additional | <empty>                                           |
                 +---------------------------------------------------+

   or, if UDP packet overflow occurs, with the following message:

                 +---------------------------------------------------+
      Header     | OPCODE=SQUERY, RESPONSE                           |
                 +---------------------------------------------------+
      Question   | QNAME=JAIN.AD.JP., QCLASS=IN, QTYPE=IXFR          |
                 +---------------------------------------------------+
      Answer     | JAIN.AD.JP.         IN SOA serial=3               |
                 +---------------------------------------------------+
      Authority  | <empty>                                           |
                 +---------------------------------------------------+
      Additional | <empty>                                           |
                 +---------------------------------------------------+

8. Acknowledgements

   The original idea of IXFR was conceived by Anant Kumar, Steve Hotz
   and Jon Postel.

   For the refinement of the protocol and documentation, many people
   have contributed including, but not limited to, Anant Kumar, Robert
   Austein, Paul Vixie, Randy Bush, Mark Andrews, Robert Elz and the
   members of the IETF DNSIND working group.

9. References

   [NOTIFY] Vixie, P., "DNS NOTIFY: A Mechanism for Prompt
   Notification of Zone Changes", RFC 1996, August 1996.

   [STD13] Mockapetris, P., "Domain Name System", STD 13, RFC 1034 and
   RFC 1035), November 1987.

10. Security Considerations

   Though DNS is related to several security problems, no attempt is
   made to fix them in this document.

   This document is believed to introduce no additional security
   problems to the current DNS protocol.

11. Author's Address

   Masataka Ohta
   Computer Center
   Tokyo Institute of Technology
   2-12-1, O-okayama, Meguro-ku, Tokyo 152, JAPAN

   Phone: +81-3-5734-3299
   Fax: +81-3-5734-3415
   EMail: mohta@necom830.hpcl.titech.ac.jp

ISO Plain Language

On this page
PROBLEMA full DNS zone transfer sends the entire zone even when only a small part changed.
MECHANISMAn IXFR client sends its zone's SOA serial. The server returns ordered deletions and additions from that version to the current version, or sends a full transfer.
WHY IT MATTERSIXFR saves transfer work when the server retains useful change history. RFC 1995 updates RFC 1035 and is updated by RFC 9103.

§1Why Incremental Zone Transfer Exists

DNS changes need to reach secondary name servers. AXFR transfers a complete zone, so it can send much more information than necessary when only a small part changed.

IXFR is an incremental transfer. The server requesting changes is the IXFR client; the server responding is the IXFR server.

IXFR sends zone changes without requiring a secondary server to copy the entire zone every time. It is useful when only part of the zone has changed.

§2Requesting Changes

The IXFR query carries the SOA record for the client's current zone version. A server that has change history can send the differences needed to make that version current, or it may choose to send the whole zone.

If the client's serial is the same as or newer than the server's, the server replies with one SOA record. Queries may use UDP or TCP; if an incremental UDP response does not fit in one DNS packet, the server sends a single SOA record to prompt a TCP retry.

The client tells the server which version it has. The server sends changes when it can, and can fall back to the full zone or ask the client to retry over TCP.

§3The Incremental Response

An IXFR query uses the normal DNS query format, with IXFR as its query type and the client's SOA in the authority section. An incremental response starts with the server's current SOA, followed by the client's older SOA.

Each difference sequence represents one serial change and lists removed records and added records. Sequences run from oldest to newest. The client should replace its old zone only after all differences have been processed successfully.

The response lists zone edits in order, starting from the client's version. The client keeps its old copy until it has applied every change successfully.

§5History Retention and Condensation

A server may delete old zone versions at any time. The RFC recommends purging history when an incremental response would be longer than a full transfer; this limits the storage needed for the history to at most twice the current zone information.

A server may combine several difference sequences and discard intermediate versions. If the client later asks from a version the server no longer recognizes, the server should attempt a full transfer rather than return an error.

Servers do not have to keep every past change. If the needed history is missing or too large, the client can receive a full copy instead.

§10Security Considerations

The RFC does not attempt to fix existing DNS security problems. It states that IXFR is believed to introduce no additional security problems to the DNS protocol.

For UDP responses, the RFC recommends checksums. A cautious client that receives a UDP response with a zero checksum should ignore it and try TCP.

This specification does not add DNS security protections. It recommends checksums for UDP responses and describes a TCP retry for a zero-checksum response.